摘要
开放与发展金融市场，特别是证券市场，对我国城市经济体制改革和市场经济体制的发展具有重要的作用。证券市场是资本市场的核心，对证券市场的研究就显得特别有意义。证券市场是市场经济发展到一定阶段的产物。经历了二十多年的发展，我国证券市场取得了令世人瞩目的成就，成为市场经济体系的重要组成部分，在社会经济发展中的地位日渐突出。我国经济持续快速增长，同时也促进了证券市场的快速发展；证券市场的快速发展，同时加快了投融资体制的改革，加速了企业重组和产业结构调整的步伐，进一步推动了国民经济持续健康稳定发展。但由于我国证券市场起步较晚，在发展中也暴露出了不少问题。规范市场成为保证和促进证券市场发展的首要任务。用什么来规范市场，由谁来规范市场，如何对市场进行规范，这就是证券市场健康持续发展所必须要解决的问题，也正是本文要探讨的问题。
关键词
中国证券市场；金融监管；金融风险
Abstract
Opening up and developing financial markets, especially the securities market, play an important role in China’s urban economic system reform and the development of market economic system. Securities market is the core of the capital market, the securities market research is particularly meaningful. The securities market is the product of market economy development to a certain stage. After 20 years of development, China’s securities market has made remarkable achievements, become an important part of the market economy system, in social and economic development in the increasingly prominent position. China’s rapid and sustained economic growth, but also to promote the rapid development of the securities market; the rapid development of the securities market, while accelerating the reform of investment and financing system to accelerate the pace of enterprise restructuring and industrial restructuring, and further promote the sustained and healthy national economy development of. However, due to the late start of China’s securities market, also exposed in the development of a lot of problems. Regulate the market to ensure and promote the development of the securities market the primary task. What to regulate the market, who will regulate the market, how to regulate the market, which is the healthy and sustainable development of the securities market must be resolved, it is also to explore this issue.
Keyword
China’s securities market; Financial regulation; Financial risk;
目录
摘要……………………………………………………… I
Abstract…………………………………………………. II
前言……………………………………………………… 1
一、我国证券市场的现状……………………………………… 2
二、我国证券市场存在的问题及成因分析…………………………. 2
（一）我国证券市场主要存在以下问题…………………………………………………… 2
1.证券市场法律制度不健全、监管不严…………………………………………….. 2
2.上市公司的法人治理结构不完善……………………………………………………. 3
3.对于影响证券市场的信息披露存在很多问题………………………………….. 3
4.机构投资者的违规违法情况严重……………………………………………………. 3
（二）证券市场不规范性存在的原因分析……………………………………………….. 4
1.政府推动模式与证券市场自身运作机制的矛盾………………………………. 4
2.整体经济转化与证券市场超前发展的矛盾……………………………………… 4
三、证券市场存在问题的解决方案………………………………. 4
（一）严把上市公司关口，提高上市公司质量………………………………………… 4
1.强化中介机构监督为中心的监管体系…………………………………………….. 5
2.充分发挥派出机构的监管作用……………………………………………………….. 6
3.扩大和完善合作监管机制………………………………………………………………. 6
（二）证券市场功能归位，改善公司治理结构………………………………………… 6
（三）扩大和完善合作监管机制……………………………………………………………… 8
（四）优化外部环境，倡导理性投资………………………………………………………. 9
结论…………………………………………………….. 11
参考文献…………………………………………………. 12
致谢…………………………………………………….. 13
